Securities Commission of Newfoundland and Labrador

Forms

Form	Description	Note
3	Application for registration as dealer, adviser or underwriter
4	Uniform application for registration/approval	Revoked Mar. 31, 2003
5	Application for renewal of registration as a dealer, adviser or underwriter	Revoked Mar. 31, 2003
6	Application for renewal of registration as a salesperson	Revoked Mar. 31, 2003
7	Application for amendment of registration as dealer, adviser or underwriter	Revoked Mar. 31, 2003
11	Application for recognition as an exempt purchaser
19	Report of a trade made under paragraphs a, b, c, d, l, p or q of subsection 1 of section 73 of the Act or paragraph f of subsection 3 of section 54 of the Act
20	Report under subsection 4 of section 73 of the act of a first trade in securities previously purchased under subparagraph iii of paragraph f of subsection 1 of section 73 of the act, paragraph a, b, c, d, l, m, p or q of subsection 1 of section 73 of the Act or paragraph f of subsection 3 of section 54 of the Act.
21	Report made under subsection 5 of section 73 of the act with respect to outstanding securities of a private company that has ceased to be a private company	Revoked Mar. 30, 2004
22	Notice of intention to distribute securities and accompanying declaration pursuant to subsection 7 of section 73 of the Act	Revoked Mar. 30, 2004
23	Statement of material facts
26	Material change report under subsection 2 of section 76 of the Act	Revoked Mar. 30, 2004
27	Annual filing of reporting issuer	Revoked Mar. 30, 2004
29	Information circular	Revoked Mar. 30, 2004
30	Notice of intention to make an issuer bid
31	Take over bid circular
32	Issuer bid circular
33	Director's circular
34	Director's or officer's circular
36	Report by a registered owner of securities beneficially owned by an insider
37	Report under section 118 of the Act
39	Statement of executive compensation	Revoked Mar. 30, 2004

To obtain copies of the above forms please contact the Securities Commission of Newfoundland and Labrador at (709) 729-4189.